SEBI Compliance & Cyber Security Auditing Services
Align your organization with SEBI's Cyber Security and Cyber Resilience Framework (CSCRF). We help stock brokers, asset managers, and financial market intermediaries detect infrastructure vulnerabilities, patch regulatory gaps, and secure operational clearances.
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Why SEBI Compliance Matters
For financial firms in India, compliance is the baseline for legal operations, system reliability, and safeguarding client assets.
Who This Service Is For
Under SEBI regulations, system audits and cybersecurity assessments are mandatory for key financial market entities. We tailor audits for:
- Stock Brokers & Depository Participants: Securing high-volume digital trading engines, API linkages, and client databases.
- Asset Managers & Mutual Fund Houses: Auditing asset allocation systems and protecting confidential investor records.
- Investment Advisors & Portfolio Managers: Safeguarding proprietary advisory models, transaction logs, and analytical systems.
- AIFs & Merchant Banking Firms: Assisting with full-scale operational reviews and securing funding transaction endpoints.
Mandatory Audit Timelines
SEBI mandates external CERT-In empaneled audits at regular intervals. Failure to audit systems on time can lead to direct operational suspensions from exchanges.
Check Your Compliance ScheduleWhat Lumiverse Offers
End-to-end audit support and technical consulting designed to take the complexity out of SEBI frameworks.
SEBI Audit Use Cases
Real-world scenarios where Lumiverse helps Indian financial entities clear compliance checks.
Our Audit Methodology
A frictionless, structured audit flow designed to verify security without interrupting your daily operations.
Discovery & Mapping
We review your software topology, databases, vendor connections, and user terminals to map the complete audit scope.
Gap & Technical Testing
Our security team performs VAPT, configuration reviews, and policy checks to identify vulnerabilities and compliance gaps.
Remediation Guidance
We supply your developer team with detailed instructions and technical consulting to quickly patch all found vulnerabilities.
Certification & Final Report
We perform re-scans to verify remediation and compile the final signed system audit report ready for SEBI or exchange submission.
Audit Deliverables
Concrete, audit-ready documentation to verify your regulatory compliance.
Why Choose Lumiverse Solutions
We blend in-depth financial regulatory expertise with cutting-edge technical security auditing to offer robust compliance protection.
- Certified Professionals: Audits led by credentials such as CISA, CISSP, DISA, CEH, and OSCP.
- Active Technical Support: We don't just point out problems; we guide your development team to patch and fix them.
- BFSI Specialization: Extensive experience working with stock brokers, wealth managers, and mutual funds across India.
- ISO 27001 Security Partner: Our internal operations adhere to international data privacy and security standards.
ISO 9001 & 27001 Certified
Lumiverse Solutions Pvt. Ltd. is a certified cybersecurity and advisory firm, ensuring that your financial system audits and data privacy files are handled with absolute confidentiality and structured professionalism.
Frequently Asked Questions
Answers to common queries regarding SEBI CSCRF audits and intermediary requirements.
The SEBI Cyber Security and Cyber Resilience Framework (CSCRF) is a comprehensive set of guidelines issued by SEBI. It enforces mandatory security monitoring, logs preservation, incident reporting, VAPT, and system audit routines for all regulated financial market intermediaries in India.
Intermediaries such as stock brokers are required to submit system audit reports annually. Depending on your business tier, trading assets, or specific exchange directives, you might also need to submit bi-annual reports or quarterly scans.
Yes. SEBI mandates that audits must be conducted by independent external auditors holding valid certifications such as CISA (Certified Information Systems Auditor) or DISA (Diploma in Information System Audit), or empaneled under CERT-In (Computer Emergency Response Team - India).
Lumiverse Solutions does not just list vulnerabilities and leave. We provide active advisory support—our cybersecurity experts work directly with your IT and development team to implement server patches, configure firewall permissions, and rewrite code queries to safely close all gaps.
